, and {A}, as the financial advisor supervisor, starting from February 27, 2015. ------------------------ Note: In this case, the SEC did not grant IPO approval to the applicant.   

consultant for a month and 10 days, effective from January 15, 2015.*Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business

Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended {A} from his duty as the approved securities investment consultant for a month and 10 days

Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial

Microsoft Word - GSC MD&A 2019_Q4 - Eng 26.02.2020 -Translation- ELCIDGSC003/2020 Date : 26 February 2020 Subject : Clarification on the changes of the year end 31 December 2019 Operating results To

Microsoft Word - GSC MD&A 2019_Q2 - Eng 08.08.2019 -Translation- ELCIDGSC018/2019 Date : 8 August 2019 Subject : Clarification on the changes of six months period end 30 June 2019 Operating results

Microsoft Word - GSC MD&A 2019_Q3 - Eng 12.11.2019 -Translation- ELCIDGSC027/2019 Date : 12 November 2019 Subject : Clarification on the changes of nine months period end 30 September 2019 Operating

Microsoft Word - 3. Q&A KKP GINFRAEQ_2 Jul 21 กองทุนเปดเคเคพี โกลบอล อินฟราสตรัคเจอร อิควิต้ี เฮดจ หนา 1 หนังสือช้ีชวนสวนขอมูลกองทุนรวม กองทุนเปดเคเคพี โกลบอล อินฟราสตรัคเจอร อิควิตี้ เฮดจ

investment consultant for Napasook has already expired since 31 December 2019. SEC has therefore prohibited her from re-entering as personnel in the capital market business for a period of 10 years

, Thailand (SEC) and the Singapore Exchange (SGX) have signed a Memorandum of Understanding (MOU) to establish a Streamlined Review Framework for the ASEAN Common Prospectus. The Streamlined Review Framework