Implementation Plan is a roadmap that offers a comprehensive set of strategic initiatives, specific actions and milestones for ASEAN securities regulators to ensure appropriate sequencing of initiatives, with an
/ Inquiries > Complaints / Whistleblowers > Whistleblower Contact us SHARE : Detail Content SEC Complaint Center Whistleblower Filing a tip (whistleblowing) means providing information that can be
, particularly those influencing stakeholders' trust and confidence towards the Thai capital market. As well, the SEC is dedicated to striking a balance between market regulation and development to ensure that
Capital Market Supervisory Board, and the SEC Office. The SEC Code of Governance was prepared as required by law and equivalent to industries and international standards. This is to ensure that the
case of a complaint related to services of a securities or asset management company under the SEC supervision, first of all, the complainant should contact the compliance unit of the company directly
filing a civil lawsuit. In this regard, the Law clearly prescribes that the plaintiff is entitled to adduce evidence by specifying only the categories of documents without the need to identify specific
filing a civil lawsuit. In this regard, the Law clearly prescribes that the plaintiff is entitled to adduce evidence by specifying only the categories of documents without the need to identify specific
Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and
you are a client of a securities or derivatives intermediary who, as a disputant, agrees to be bound by the arbitrator’s decision, a dispute may be settled through arbitration. 2 Listed company means a
financial reporting. Reports on the Observance of Standards and Codes (ROSC) is a joint World Bank and International Monetary Fund (IMF) initiative that helps member countries strengthen their financial