scam or fraud is suspected. • Motivated to learn about and how to avoid investment scams and fraud. • Confident to question whether an investment may be fraudulent. • Confident to acknowledge, if it has
Statistics of Criminal Actions (As of 31 December 2023) Cases Persons Cases Persons Cases Persons Cases Persons Fraud 0 0 3 17 0 0 3 14 Fail to exercise duty of care 0 0 - - 0 0 - - Disclosure of
specified by the Office and may also require an explanation to elaborate or clarify such reports or documents in accordance with the rules and required as specified in the notification of the SEC. The reports
risks of fraud and deception by dishonest persons, and preventing the exploitation of digital assets to support illegal transactions. In addition, other objectives of the Emergency Decree are to ensure
allowing someone else using a securities trading account or a banking account, fraud by management, market manipulation, and insider trading) are which DSI has a responsibility for. Is imposed by the
literacy) ทัง้ในมติขิองควำมรูเ้พือ่กำรลงทนุ ป้องกนัตนเอง จำกกำร ถูกหลอก (scam & fraud/cyber crime) รวมถงึ ทกัษะควำมรูค้วำมเขำ้ใจดำ้นเทคโนโลยใีน กำรใชบ้รกิำรดำ้นตลำดทนุ (digital literacy) ขยายฐานผูล้งทนุ
action against or being punished in the past according to the management in the manner of deception, defraud or dishonest to properties as prescribed in Clause 25; (3) prohibited characteristic of Group 3
, “Strengthening Good Corporate Governance by Audit Committee and Independent Director: Experiences from Fraud Cases” to discuss samples of fraud cases taking place around the world and to raise the awareness of the
เสียหายท่ีเกิดขึน้จาก operational risk2 (ย้อนหลัง 5 ปี) (บาท) 25 ... 25 ... 25 ... 25 ... 25 ... 1. ความเส่ียงจากการทุจริตภายใน (internal fraud) 2. ความเส่ียงจากการทุจริตภายนอก (external fraud) 3. ความ
derivatives trading or guilty of deception, fraud or dishonesty, or having been fined for such violations; (c) having been named in any complaint relating to violation under sub clause (b) by financial