Statistics of Criminal Actions (As of 31 December 2023) Cases Persons Cases Persons Cases Persons Cases Persons Fraud 0 0 3 17 0 0 3 14 Fail to exercise duty of care 0 0 - - 0 0 - - Disclosure of
AIGCC 2 3 Vision & Mission Vision: A climate resilient economy that is on track by 2030 for a net zero emissions global economy by 2050. Mission: To connect, collaborate and advocate for and on behalf of
. Investment scams and fraud • Describe the main features of common investment scams and frauds. • Identify the sources available for information on reported investment scams and frauds. • Recognise if a tactic
allowing someone else using a securities trading account or a banking account, fraud by management, market manipulation, and insider trading) are which DSI has a responsibility for. Is imposed by the
promoted investor advocate role of the Thai Investors Association (TIA) in Allowing direct access to trading platform Terminating the exclusive right of local securities firms to have a direct access to the
common elements underlie good corporate governance. The Principles build on these common elements and are formulated to embrace the different models that exist. For example, they do not advocate any
, “Strengthening Good Corporate Governance by Audit Committee and Independent Director: Experiences from Fraud Cases” to discuss samples of fraud cases taking place around the world and to raise the awareness of the
เสียหายท่ีเกิดขึน้จาก operational risk2 (ย้อนหลัง 5 ปี) (บาท) 25 ... 25 ... 25 ... 25 ... 25 ... 1. ความเส่ียงจากการทุจริตภายใน (internal fraud) 2. ความเส่ียงจากการทุจริตภายนอก (external fraud) 3. ความ
understanding the drivers of company growth. • Advocate for increased disclosure and database development for ESG and intangible capital. For policymakers & Regulators • Voice over for better understanding on
of high fraud risk areas, group audits, procedures addressing going concern issues, and professional skepticism Inadequate documentation of audit works Insufficient supervision in certain high-risk