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2033 9999 or e-mail: complaint@sec.or.th Facebook page for investor education “start-to-invest" and "Happy PVD" SEC and Investors Be Wary of Investment Fraud Investment Governance Code for
/ investment analysts / unit sellers to give information or advice on the invested products or services, which may cause damage to the investment Solicitation or fraud by unlicensed or unapproved entities, for
companies; Ensuring fair treatment to shareholders of a takeover target company; Enforcing cases of corporate fraud; Supervising business operators to take care of investors with fair and reliability
banned under the law on Supervision of Financial Institutions, either Thai or foreign law, provided that such prohibited characteristics are related to corruption, fraud / managing work in violation of law
and Investors Be Wary of Investment Fraud Investment Governance Code for Institutional Investors (I Code) Investors' Rights Rights before a decision to invest Rights as a shareholder SEC Complaint
Documents / email/messages related to the application and services Advertising/solicitation documents or trading documents Contract, trading order, confirmation note, etc. 3 Suspicion of fraud or
governance) การคุ้มครองสิทธิของผู้ถือหุ้นเมื่อการการเข้าถือหลักทรัพย์เพื่อครอบงำกิจการ (takeover) การดำเนินการเมื่อมีการกระทำผิดในบริษัทจดทะเบียน (corporate fraud) การดูแลผู้ประกอบธุรกิจ ให้มีการปฏิบัติต่อผู้
Licensees Approval Date 1 THE HONGKONG AND SHANGHAI BANGKING CORPORATION LIMITED 17 April 2002 2 BANG OF AYUDHYA PUBLIC COMPANY LIMITED 16 October 2003 3 DEUTSCHE BANK AG BANGKOK BRANCH 15 July 2004 4
Securities and Exchange Act (No. 4) B.E. 2551 (31 August 2008). Q: What details must the register of directors contain? A: Pursuant to Section 96 of the Public Limited Companies Act, the register