English (United States) Investors1 Investors × Home > Investors > Be Wary of Investment Fraud Be Wary
2033 9999 or e-mail: complaint@sec.or.th Facebook page for investor education “start-to-invest" and "Happy PVD" SEC and Investors Be Wary of Investment Fraud Investment Governance Code for
companies; Ensuring fair treatment to shareholders of a takeover target company; Enforcing cases of corporate fraud; Supervising business operators to take care of investors with fair and reliability
and Investors Be Wary of Investment Fraud Investment Governance Code for Institutional Investors (I Code) Investors' Rights Rights before a decision to invest Rights as a shareholder SEC Complaint
ESOP (the difference is that EJIP is based on existing shares, whereas ESOP involves issuing new shares for capital increase) Principles Creates returns to directors or employees Application of
difference between the market price of the shares at the time of exercise of right and the exercise price The shareholders' resolution is effective for one year. Checklist must be submitted to the SEC with
Documents / email/messages related to the application and services Advertising/solicitation documents or trading documents Contract, trading order, confirmation note, etc. 3 Suspicion of fraud or
governance) การคุ้มครองสิทธิของผู้ถือหุ้นเมื่อการการเข้าถือหลักทรัพย์เพื่อครอบงำกิจการ (takeover) การดำเนินการเมื่อมีการกระทำผิดในบริษัทจดทะเบียน (corporate fraud) การดูแลผู้ประกอบธุรกิจ ให้มีการปฏิบัติต่อผู้
/ investment analysts / unit sellers to give information or advice on the invested products or services, which may cause damage to the investment Solicitation or fraud by unlicensed or unapproved entities, for
consideration on which shall take the following factors into account; (a) difference of net assets and net liabilities shall not be less than paid-up registered capital in the amount specified in Section 96 of