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2033 9999 or e-mail: ​ complaint@sec.or.th​ Facebook page for investor education  “start-to-invest"​   and "Happy PVD"​   SEC and Investors Be Wary of Investment Fraud Investment Governance Code for

companies;  Ensuring fair treatment to shareholders of a takeover target company;  Enforcing cases of corporate fraud;  Supervising business operators to take care of investors with fair and reliability

and Investors Be Wary of Investment Fraud Investment Governance Code for Institutional Investors (I Code) Investors' Rights Rights before a decision to invest Rights as a shareholder SEC Complaint

Documents / email/messages related to the application and services Advertising/solicitation documents or trading documents ​Contract, trading order, confirmation note, etc. 3 Suspicion of fraud or

governance) การคุ้มครองสิทธิของผู้ถือหุ้นเมื่อการการเข้าถือหลักทรัพย์เพื่อครอบงำกิจการ (takeover) การดำเนินการเมื่อมีการกระทำผิดในบริษัทจดทะเบียน (corporate fraud) การดูแลผู้ประกอบธุรกิจ ให้มีการปฏิบัติต่อผู้

/ investment analysts / unit sellers to give information or advice on the invested products or services, which may cause damage to the investment Solicitation or fraud by unlicensed or unapproved entities, for

capital which have additional conditions that a write-down/ a write-off may be performed after the capital decrease and in the proportion that is not more than the capital decrease or instruments that have

fund of funds (FoFs) with investments in the underlying fund ≥ 5% of the underlying fund NAV. Where the NAV of the underlying funds on any days or in five consecutive business days decrease more than two

fund of funds (FoFs) with investments in the underlying fund ≥ 5% of the underlying fund NAV. Where the NAV of the underlying funds on any days or in five consecutive business days decrease more than two