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List of licensed company สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 09 August 2024 19:17 List of licensed company List of licensed company ( 133 record(s) found) Company Head

https://market.sec.or.th/public/idisc/en/Viewmore/licensed-company

SEC Announces No Price Manipulation in SCIB-C1 was Found

The SEC announces result of its investigation in trading of SCIB-C1 (derivative warrants of Siam City Bank PLC?s shares (SCIB)) which concluded that no price manipulation was found. Details are as

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=1060

SEC public warning of investment solicitation by entities who are not licensed business operators

Following the tips given by Thai and foreign investors in Thailand and the SEC’s further investigation, it has been found that the Facebook page Invest Global and the website

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7396

SEC to allow offering ASEAN CIS to accredited investors through securities broker

Bangkok, June 27, 2012 ? The SEC allows offer for sale of ASEAN Collective Investment Scheme (ASEAN CIS) to accredited investors (AI). The regulations are expected to be effective within July, 2012

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4642

SEC introduces accredited investor regime and allows investment in more diversified products

Bangkok, June 25, 2012 ? The SEC Board and the Capital Market Supervisory Board resolved to specify types of accredited investors (AI) and allow an offer for sale of the following products to AI: (1

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4640

Draft Regulation Relating to the Exemption from the CMSB’s approval for Rules and Regulations of the Licensed Derivatives Exchange, the Licensed Derivatives Clearing House, the Securities Clearing

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=675

Investor Alert : zipmeix.com Website : www.zipmeix.com (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.)

zipmeix.com Website : www.zipmeix.com (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 11/04

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=022&CaseYY=2565

Investor Alert : www.satongcarp.myshopify.com (assuming the appearance of licensed business operator by using the name of SATANG CORPORATION COMPANY LIMITED.)

www.satongcarp.myshopify.com (assuming the appearance of licensed business operator by using the name of SATANG CORPORATION COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 12

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=029&CaseYY=2566

Investor Alert : https://zipmex.baadz.com(assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.)

https://zipmex.baadz.com(assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 08/05/2023)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=039&CaseYY=2566