Microsoft Word - เอกสาร hearing เกณฑ์ foreign issuer_060809_.doc เอกสารรับฟงความคิดเห็น เร่ือง การปรับปรงุเกณฑการอนุญาตใหบริษัทตางประเทศ เขามาระดมทุนและจดทะเบียนในตลาดหลักทรัพย สํานักงาน สํา
' Issue TCR /*' % Local Clearing Agency "( ' %A( TCR TCR Investor Local Broker Local Stock Exchange 1: TCR Foreign Broker 2: Underlying %&' ( Foreign Stock Exchange Underlying Foreign
the trading value of debt securities; (3) the license fee for members of a foreign stock exchange who undertakes securities brokerage business on such stock exchange shall be at the rate of 0.001
the trading value of debt securities; (3) the license fee for members of a foreign stock exchange who undertakes securities brokerage business on such stock exchange shall be at the rate of 0.001
the forms prescribed herein: “depositary receipt” means a depositary receipt representing foreign securities; “foreign securities” means securities traded on the foreign stock exchange; “unit of foreign
its shares listed on the Stock Exchange of Thailand, being a Thai or foreign company, but excluding any foreign company that has all of the following characteristics: (1) having foreign stock exchange
placement under Clause 21(1), (4) and (5); (3) shares issued by foreign companies and listed on the foreign stock exchange having an average quarterly market value of at least THB 10,000 million for the most
of foreign ETF for sale to investors in Thailand; or (2) Any person intending to have units of foreign ETF listed on the Stock Exchange of Thailand. The application under the first paragraph may be
Jor 99/2552 Re: Provisions Relating to Offer for Sale of Securities Issued by Foreign Company for Listing on the Stock Exchange of Thailand dated 4 November 2009; (2) The Notification of the Capital
Re: Rules on Offering of Shares Issued by Foreign Company Which Does Not Have Shares Traded as Securities on Foreign Stock Exchange. - 13 - SEC Classification : ใชภ้ายใน (Internal) investment in