Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies
Rules for Being Settlor and Trustee of Real Estate Investment Trust
Rules for Being Settlor and Trustee of Real Estate Investment Trust (Codified)
Additional Rules on Foreign Companies Holding or to Hold Shares Being Securities Traded on Foreign Securities Exchange that Offer for Sale of Newly Issued Securities in Thailand
Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Exemption for Filing of Registration Statement for Offer for Sale of Securities Issued by Foreign Company
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service
Re: Application Form for Permission for Offer for Sale of Newly Issued Debt Securities and Reporting (No.2)