Facebook page “Gold Price ฮั่วเซ่งเฮง” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 02/08/2024)

Facebook page “ชื่อ เถ้าแก่น้อย ฟู๊ดแอนด์มาร์เก็ตติ้ง” impersonates “Taokaenoi Food & Marketing Plc.” : Unlicensed securities and derivatives business (Disclosure Date : 19/08/2024)

Price Band) • To develop a system and make preparation before launch of dynamic price band to mitigate intraday price volatility Late August 2024 1.4 Implement auction trading method for securities under

financial statement preparation. 3 1 (“QARP”) 1 2 3 4 5 6 7 8 9 10 4 Quality Assurance Review Panel In de pe nd en t Au di t In sp ec ti on A ct iv it ie s Re po rt 1 J an ua ry 2 01 3 - 31 D ec em be r 20 13

Committee’s work. In addition, the SEC Board has put in place an adequate and efficient internal control system covering all aspects including the preparation of financial reporting, purchasing of assets, and

place relevant processes in preparation for and in compliance with the new regulations. 7  International Financial Reporting Standards (IFRS) In 2019, the IFRS Conversion Project continued to closely

. 3/2553 Preparation and Maintenance of Information Relating to Derivatives Trading (Synopsis)   01/02/2010 01/02/2010 2. Notification of the Office of the Securities and Exchange Commission  SorThor 2

, Thailand 2004 was a very challenging year for Thai economy and the capital market. We were faced successively with the adverse impacts of the SARs, the bird flu, and the oil price increases. But despite

products and services in order to lessen their dependency on brokerage fee revenue, and launched a securities business liberalization roadmap to get the industry players started on the preparation for the

management principles and policies, effective capital management and a risk-aware culture Bank-wide. Meanwhile, we have put in place relevant procedures in preparation for the implementation of policy