Taokaenoi Food & Marketing Public Company Limited Taokaenoi Food & Marketing Public Company Limited ("TKN"), a securities issuer, had the duty to prepare and submit the Annual

Food Capitals Public Company Limited Food Capitals Public Company Limited (FC), failed to prepare and submit the audited financial statements for the year 2016 ended December 31, 2016 to the SEC

Kuang Pei San Food Products Public Company Limited Kuang Pei San Food Products Public Company Limited (“POMPUI”), a securities issuer, had duty to prepare and submit the annual report for the year

Mr. Tarakorn Angpubate Mr. Tarakorn Angpubate, President responsible for the operation of Food Capital Public Company Limited (FC), was liable for FC’s failure to prepare and submit the audited

Miss Panomporn Kasaprakorn Miss Panomporn Kasaprakorn, Executive Vice President (EVP) , Head of Treasury Department, who is responsible for the operation of KTBST Securities Public Company Limited

compliance unit (Head of Compliance) However, KWI appoint the highest level responsible person in the compliance unit on 5 September 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of

Mr. Veerapat Viriyakovitya Mr. Veerapat Viriyakovitya, Head of Finance and Accounting Department, who is responsible for the operation of Ngern Tid Lor Public Company Limited, shall be liable for

Mr. Thanya Kitchainukul Mr. Thanya Kitchainukul, Head of Credit Department, who is responsible for the operation of Ngern Tid Lor Public Company Limited, shall be liable for Ngern Tid Lor Public

compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 12, 2023. However, FL reported the discontinuation of such a person on May 16, 2023. SEC