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objectives for administration of the regulations and rules are as follows: Investors have access to information and make confident decisions on investment. The capital market is operated with fairness
promotion and development ; the Capital Market Supervisory Board issuing rules and regulations; and the SEC Office executing the supervisory policy to ensure compliance with and enforcement of the rules and
, accepting listing and delisting and supervising securities businesses by approving rules issued by the Bank of Thailand, issuing and revoking licenses for securities business undertaking. Meanwhile, the Bank
development of regulatory frameworks in Thailand. Capital Market Sector Thailand's capital market is assessed based on the International Organization of Securities Commission (IOSCO) Principles, which aim to
Protection Board, the Bank of Thailand, the Ministry of Commerce, the Royal Thai Police or the Court, for the benefit of coordinating and handling your complaint. Guidelines for filing a complaint ● In
ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate
the country. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code (I Code) Stakeholders in the Capital Market Our Structure The Foundation of the SEC