. Some salespersons of financial products focus on sales figures and brokerage commissions, giving less importance on recommending products suitable for investors' risk tolerance and their long-term
. Some salespersons of financial products focus on sales figures and brokerage commissions, giving less importance on recommending products suitable for investors' risk tolerance and their long-term
(public hearings / focus group) 3. นำหลักการเสนอคณะกรรมการ ก.ล.ต. / ก.ต.ท. (กรณี ประกาศสำนักงาน จะไม่มีขั้นตอนนี้) 4. จัดทำร่างประกาศ 5. เปิดรับฟังความคิดเห็นร่างประกาศ (public hearings / focus group) 7
pros and cons and the costs of compliance 4. Seek approval for the measure from SEC Board/CMSB/SEC Office 5. Conduct public consultation on the measure: focus group meetings/public hearings This
demands, opportunities and obstacles of sectors in the Thai capital market. Accordingly, Thai listed companies should focus on three areas, namely: CG in substance: Focusing on substance of corporate
demands, opportunities and obstacles of sectors in the Thai capital market. Accordingly, Thai listed companies should focus on three areas, namely: CG in substance: Focusing on substance of corporate
. The above provisions do not apply to mutual fund that focus on a one-time investment strategy and have a term of less than one year as from the date of registration as mutual fund. An annual report
. Assessment Results Anti-corruption measures The SEC continues to develop business sustainability among listed companies and intermediaries with a focus on anti-corruption by supporting them to join
, and bank stability in the long run. Key principles of good corporate governance of commercial banks focus on the roles and responsibilities of the board, board structure, internal control and internal
ระดมความคิดเห็นด้วย (focus group) ซึ่งในทางปฏิบัติจะมีคู่มือรายละเอียด วิธีการดำเนินการ และมีฟอร์มเอกสาร checklist เพื่อควบคุมให้มีการปฏิบัติตามคำสั่งดังกล่าวอย่างเคร่งครัด ทั้งนี้ การดำเนินการดังกล่าว