providing services. Clause 2 Person intending to undertake securities business in the category of inter - dealer brokerage shall file an application for approval of establishment of limited company or public
Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management and Period for Filing Application By
. Definition of an executive Disclosure of information Annual and quarterly financial statements as reviewed and audited by an sec-approved auditor in compliance with accounting standards of a public company
shall file an application for approval of establishment of limited company or public limited company to undertake such business with the SEC Office, provided that such application shall be in form and
Public Company Limited Clearing house Thailand Clearing House Co., Ltd. Securities depository center Thailand Securities Depository Co., Ltd. Securities registrar List of securities registrars (Thai
Public Company Limited Clearing house Thailand Clearing House Co., Ltd. Securities depository center Thailand Securities Depository Co., Ltd. Securities registrar List of securities registrars (Thai
securities Public company limited Private Placement General approval / no duty to disclose information Public Offering Require approval / disclosure of information Existing securities Owner of the
Ministerial Regulation shall- (1) be a limited company or a public limited company newly established to operate securities business in the category of venture capital management; (2) have objectives limited to
derivatives businesses 2. In readiness for providing services such as having capital and staff capacities to offer services appropriately and sufficiently, operating on an information technology system with
derivatives businesses 2. In readiness for providing services such as having capital and staff capacities to offer services appropriately and sufficiently, operating on an information technology system with