to consultation papers and more convenient participation in the hearing process. The website is accessible via multiple devices such as desktop, tablet and mobile phone, to fit the users
Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions about the accountability of the
Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions about the accountability of the
be more fit for the situations. These efforts will result in the improvement of the overall audit quality.” At this event, participants exchanged and conferred on numerous globally attentive issues
past conduct; the cooperation or obstruction with SEC’s investigation; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market
; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market business. The SEC strongly advises that investors check their trading