prescribe required paid-up capital of a securities company as the SEC thinks fit. (There is no minimum amount of required capital specified in the provision.) 1.4 Conduct rules of securities business
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
ลักษณะต้องห้ำม (fit and proper) โดยกำรถือหุ้นดังกล่ำวจะพิจำรณำนับรวมกำรถือหุ้นของบุคคลทีเกียวข้องด้วย ๖ Regulation (EU) No 910/2014 Chapter I General Provisions Article 1 Subject matter (C) establishes a
allow extension thereof as seen fit. Section 27.2 The registrar shall, with the approval of the Minister, have the power to order a dissolution of the fund in any of the following events: (1) the
days, and shall complete the liquidation within one hundred and fifty days from the date of dissolution, except in case of necessity where the registrar may allow extension thereof as seen fit. Section
. 11 With respect to the liability under the first paragraph, the court shall determine an amount of liability for such person as the court thinks fit by considering circumstances in which such person’s
court thinks fit by considering circumstances in which such person’s participation causing damage to the trust property. SECTION 46 In cases where a beneficiary has notified the new trustee to perform
, the court shall determine an amount of liability for such person as the court thinks fit by considering circumstances in which such person’s participation causing damage to the trust property. SECTION
by the derivatives exchange; (7) rules for the admission of members which shall take into consideration the fit and proper status of the applicants; and (8) rules applicable to members and arrangement