prescribe required paid-up capital of a securities company as the SEC thinks fit. (There is no minimum amount of required capital specified in the provision.) 1.4 Conduct rules of securities business
ลักษณะต้องห้ำม (fit and proper) โดยกำรถือหุ้นดังกล่ำวจะพิจำรณำนับรวมกำรถือหุ้นของบุคคลทีเกียวข้องด้วย ๖ Regulation (EU) No 910/2014 Chapter I General Provisions Article 1 Subject matter (C) establishes a
allow extension thereof as seen fit. Section 27.2 The registrar shall, with the approval of the Minister, have the power to order a dissolution of the fund in any of the following events: (1) the
days, and shall complete the liquidation within one hundred and fifty days from the date of dissolution, except in case of necessity where the registrar may allow extension thereof as seen fit. Section
notification of the Capital Market Supervisory Board. In such event, the Capital Market Supervisory Board may specify the details of the following matters: (1) debt to equity ratio; (2) period for the offering
, the Capital Market Supervisory Board may specify the details of the following matters: (1) debt to equity ratio; (2) period for the offering for sale of securities; (3) subscription, underwriting and
. 11 With respect to the liability under the first paragraph, the court shall determine an amount of liability for such person as the court thinks fit by considering circumstances in which such person’s
court thinks fit by considering circumstances in which such person’s participation causing damage to the trust property. SECTION 46 In cases where a beneficiary has notified the new trustee to perform
, the court shall determine an amount of liability for such person as the court thinks fit by considering circumstances in which such person’s participation causing damage to the trust property. SECTION
by the derivatives exchange; (7) rules for the admission of members which shall take into consideration the fit and proper status of the applicants; and (8) rules applicable to members and arrangement