technological advancements and accommodate the adoption of disruptive technology in financial services and capital market. The plan focuses on policies and approaches for optimizing useful technologies and
Microsoft Word - 5. TKS - SET Announcement (BOD) (EN) - final (first amendment with allocation ratio).docx 1 (-Translation-) Ref. IR 60/011 December 12, 2017 Subject: Reduction of the Registered
This webinar is the second of the series of exchanges between the Hong Kong and Thai fund industry which is co-hosted by SEC Thailand and HKIFA. The webinar aims to synergize the strengths of Hong
the first paragraph hereof is a manager or a department director who is responsible for a line of work relating to the investment management of a management company and has taken any fundamental
institute for a period of time not exceeding two years on the date of submission of the application. In cases where the applicant under the first paragraph hereof is a manager or a department director who is
first paragraph, the applicant shall file the application for giving back the securities business license obtained by the applicant or the legal entity in conglomerate prior to the date of filing such
fund supervisor of the juristic persons under the first paragraph shall have qualifications as specified in (2) and (3). In cases where branches of foreign banks or foreign life insurance companies
restrictions and other relevant matters have been already clearly specified in details of the scheme, the derivatives fund manager shall be exempted from compliance with the first paragraph if the mutual fund