financial statements of audit firm for the 3 recent years before filing the application. Signatures of the audit firm's leader and authorized director with audit firm's seal (if any) are required every page
registration with corporate registrar and shareholders' list. Signatures of the audit firm's leader and authorized director are required every page. Photocopy of financial statements of audit firm for the 3
English (United States) AuditorFrom × Home > Laws/Regulations > Regulations > Financial Reporting
> Financial Reporting and Audit Oversight > Auditor Supervision > Quality Assurance & Review Regulations SHARE : Detail Content Financial reporting and audit oversight 2. Auditor
Financial Institutions Businesses Act for not less than 4 years. (4) being attached to only one qualified audit firm; (5) not possessing any prohibited characteristics as prescribed by the SEC. Audit Firm
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resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the
determine a violation and take an action on any individual or firm, the SEC would investigate and gather information, facts and evidence concerning the violation. Generally, an alleged offender may clarify or
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> Financial Reporting and Audit Oversight > Related Web Links Regulations SHARE : Detail Content Financial reporting and audit oversight Related Web Link The Federation of Accounting Professions (TFAC