Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due Diligence (KYC/CDD) as well as client activity oversight systems. Additionally, the SEC is in the process of submitting the? case for consideration of the Criminal Fining Committee.During a routine inspection of {X1} Company Limited, the SEC found deficiencies in the company's KYC/CDD system. Also its clien...

Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved dishonesty, deceit or embezzlement and wrongful use of client?s assets. Following the complaint lodge...

Bangkok, June 23, 2011- The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from acting as an executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated his fraud commission, embezzlement, falsying documents with the intention to illegitimately seek benefits from client?s assets. Following the complaint filed by...

Offeror : THE SIAM PULP & PAPER PLC. | Date of submission of the Statement of Intention : 16/09/2002

Offeror : Miss Sutida Mongkolsuthree | Date of submission of the Statement of Intention : 26/11/2015

Offeror : Miss Sutida Mongkolsuthree | Date of submission of the Statement of Intention : 22/12/2015

Offeror : T.K.S. TECHNOLOGIES PUBLIC COMPANY LIMITED | Date of submission of the Statement of Intention : 27/02/2018

Offeror : T.K.S. TECHNOLOGIES PUBLIC COMPANY LIMITED | Date of submission of the Statement of Intention : 13/03/2018

Offeror : T.K.S. TECHNOLOGIES PUBLIC COMPANY LIMITED | Date of submission of the Statement of Intention : 15/03/2018

แบบแสดงราการข้อมูลประจำปี UNOFFICIAL TRANSLATION Notification of the Change of Audit Firm Date ....... Month ............ Year ....…. Dear Secretary-General of the Office of the Securities and