Consent of Audit Firm) .pdf file | .doc file 3. Form 61-3 (Notification for Change of Audit Firm) .pdf file | .doc file 4. Background and Details of Applicant Requesting Approval .pdf file
latest three years, or, in case of a registered group of persons, profit and loss statements of the latest three years; (4 ) a profi l e and relevant details of the audit firm; (5 ) a certification and
audit quality control system of the audit firm. As such, the auditing must be carried out under the good quality control system both at firm level and engagement level. In response to the aforesaid, the
audit firm's leader . Signature of audit firm's leader is required. Form 61-2F Certification and consensus of audit firm in the form as publicized in theSEC's website. Signatures of audit firm's leader
audit firm's leader . Signature of audit firm's leader is required. Form 61-2F Certification and consensus of audit firm in the form as publicized in the SEC's website. Signatures of audit firm's leader
at both individual auditor level and firm level. In order to enhance quality and reliability of the financial disclosure system of the entities and auditors, the SEC has revised the rules on approval
shall not be inferior to the previous one, except in any of the following cases: (1.1) The mutual fund management company appoints a new guarantor by obtain special resolution of the unitholders ; (1.2
shall not be inferior to the previous one, except in any of the following cases: (1.1) The mutual fund management company appoints a new guarantor by obtain special resolution of the unitholders ; (1.2
Disclosure of Information in Invitation Letters to Shareholders' Meeting of Listed Companies to Obtain Approval for Issuance and Offer of Securities for Sale as Prescribed (Notification No. Tor Jor 73/2558
passed by the unitholders (1) In case of amalgamation/merger of the mutual fund with the same investment policy and level of risk spectrum, must obtain majority resolution by unitholders of each fund