(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...

(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...

the Notification of the SEC Office regarding Approval of Auditors; 5. I entirely understand the code of ethics for professional accountants and will perform audit work in compliance with the code; 6. I

draft prospectus, including other documents and evidence with the Office; (2) to review and comprehend the information regarding the issuer of securities and other relevant information and take actions to

to our 2021 target of US$287M (US$195M extra efficiency gains over 2020) Overview This time last year the world was just beginning to comprehend the unprecedented nature of COVID-19 and the

has been received from its clients; 4. I well acknowledge and understand the requirements in the Notification of the SEC Office regarding Approval of Auditors, and I am willing to comply with all

: Improving the Data Environment Developing a rich data environment will encourage fundraisers to continually improve the quantity and quality of ESG-related data they produce, and to understand how it adds

และรีสตารท์เคร่ืองแลว้ใหด้ าเนินการตามขัน้ตอนที่ 3 โปรแกรมจะน าเขา้สูห่นา้จอนีโ้ดยอตัโนมติั รูปที ่5 หนา้ 5 6. เมื่อสิน้สดุขัน้ตอนการติดตัง้ โปรแกรมจะน าเขา้สูห่นา้จอดงัรูปที่ 6 คลิกปุ่ ม “Finish” รูปที

เพ่ิมเติมไดท่ี DARegSandbox@sec.or.th FINISHดําเนินการตาม Exit Strategy หารือเบื้องตนกับ ก.ล.ต. ยื่นใบสมัครไดตั้งแต วันที่ 9 ส.ค. 67 ก.ล.ต. แจงผลการพิจารณา/ ผูทดสอบเริ่มใหบริการ ก.ล.ต. พิจารณา

respectively in which the main current assets held by the company accounted for 64. 2% and 80. 1% respectively of the total assets. The company current assets as of year- end of 2016 and 2017 was the finish