following limits: (1) In the case of ASEAN Collective Investment Schemes (ASEAN CIS), not exceeding seven business days under the common regional standards; (2) In the case of an Asia Region Funds Passport
business, employee, staff, advisor earning regular monthly salary, controlling person during the period of two preceding years. Relaxation of this requirement is in the case where the person is retired as a
Fining All the five administered laws stipulate that certain offences could be settled by a criminal fine.The Criminal Fining Committee appointed by virtue of such laws determines the fine. After the
requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC will be capable of regular monitoring the quality of audit work performed by such auditor, which
reprimand, administrative fine, restriction of business operation, business suspension and license revocation, etc. In this regard, the scope of power of the order issuers varies depending on the level of
date on which such person is released from punishment passed by the judgment, the Settlement Committee orders such person to pay fine, or the authorities empowered to supervise and consider such person's
common stock prices prior to or during the offering, in accordance with the guideline of the Thai Bankers' Association (floor conversion price). [4] Requirements for additional disclosure in filing
and price for which conversion can be made shall be clearly provided in the terms and conditions which shall be lower than 50 percent of the issuer's common stock prices prior to or during the offering
? What is the policy for payment of dividends? Disclosed information The type of securities being issued and still available, for instance, common shares, preferred shares, debentures or convertible