105 2023 Criminal Fine File Criminal Complaint Securities/Digital Asset Business Operator Others Director of Company Unfair Securities Trading Activities Securities Issuance Offences* /Year 2022

by CFC process? Does the alleged consent to extinguished the case by CFC process The SEC Office presents the case to CFC for consideration. CFC considers and imposes a fine. Does the offender pay the

under Section 10 presents false information or conceals facts which should have been stated shall be subject to a fine 3not exceeding five hundred thousand baht. Section 34. Any special purpose juristic

information or conceals facts which should have been stated shall be subject to a fine not exceeding five hundred thousand baht. Section 34. Any special purpose juristic person which contravenes Section 13

second paragraph of Section 100, Section 117, Section 135, Section 139(4), the second paragraph of Section 140, Section 141, Section 142, Section 143, Section 144, or Section 150 shall be liable to a fine

fails to comply with the third paragraph of Section 33/1, Section 35 or Section 35/1 shall be liable to a fine not exceeding 10 five hundred thousand baht and a further fine not exceeding ten thousand

digital tokens through the digital token portal service provider pursuant to the first paragraph of Section 19, shall be liable to imprisonment for a term not exceeding two years or a fine not exceeding two

of Limitation and Settlement Committee _________________ Division 1 Administrative Sanction _____________ SECTION 67 The administrative sanctions are as follows: (1) probation; (2) administrative fine

and Settlement Committee _________________ Division 1 Administrative Sanction _____________ SECTION 67 The administrative sanctions are as follows: (1) probation; (2) administrative fine; (3) public

DRAFT (Translation) DERIVATIVES ACT B.E. 2546 (2003) (As Amended) BHUMIBOL ADULYADEJ, REX., Given on the 3rd Day of July B.E. 2546; Being the 58th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law governing derivatives transactions; Whereas this Act contains certain provisions relating to the restriction of rights and liberties of persons, which Section 29, in conjunction with Section 35, Section 36, Sec...