of filing a complaint against SEC executives or staff for alleged improper or unfair duty performance, in which case a special committee will be appointed to consider the case and conduct an
efficiently at appropriate cost, and with diversities of tools for financing requirements. Intermediaries and professionals Carrying out businesses with greater flexibilities; getting supports for strengthening
Capital Market Supervisory Board The Capital Market Supervisory Board (CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the
Capital Market Supervisory Board The Capital Market Supervisory Board (CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the
revenue to the country. As the Thai capital market has been developed to become increasingly efficient and significant sources of financing, they have, in parallel, increased contributions to the country's
supervision include duty performance of market participants such as securities issuers,approved securities/derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC
) The Subcommittee has a duty to propose policies and workplans for developing organizational governance, as well as frameworks for recruitment of officers, remuneration determination, and evaluate the
. Subcommittee on Governance and Remuneration Sub-committee (Office term of two years ) The Subcommittee has a duty to propose policies and workplans for developing organizational governance, as well as
Meetings and Seminar. The Seminar focused on two topics: “Opportunities and challenges for SME financing through capital market”, and “Capitalizing on Regional Growth Prospects: Enlarging Opportunities for
นักงำน ได้แก่ บริษัทหลักทรัพย์จัดกำรกองทุน (บลจ.) และผู้รับฝำกหลักทรัพย์ (Custodian) โดยมีกำรแบ่งแยกหน้ำที่ (segregation of duty) และมีกำรสอบทำน (check and balance) เพื่อให้เกิดประสิทธิภำพและมีควำมรอบ