Bangkok, 20 October 2017 ? The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create
Asset Management Co., Ltd • Chairman of Audit Committee, Secondary Mortgage Corporation • Assistant Governor, Financial Institution Supervision Group, Bank of Thailand Education : • Master of Management
corporate wealth creation. Importantly, the Principles have a proven record as the international reference point and as an effective tool for implementation: They have been adopted as one of the Financial
and a leading institution in the development of this market. 2.2 Develop financial instruments to facilitate dealersû operations and create liquidity in the debt instrument market such as the
% Securities Companies 0.11% 0.40% financial institution 2.98% 0.41% foundation 0.01% - Others 11.77% 14.05% TOTALS 82.82% 17.18% coRPoRAte goveRnAnce Rosc FoR thAIlAnd | 8landscape 0 40 20 60 80 100 120 2008
dealer-to-client transactions, non-dealer financial institution transactions accounted for 13 percent, while contractual saving funds, mutual funds, insurance and domestic companies totally accounted for
that time a great deal has changed in the Asian corporate governance landscape, in great measure due to the continued operation of the Asian Roundtable. Moreover, the OECD Principles were themselves
Information Technology for the Benefits of the Capital Market Promoting the Issuance of a Variety of Financial Instruments so that They can Serve the Fund-Raising Need of Businesses and at the Same Time Provide
variety of financial tools, flexibility and competitiveness of securities businesses, safeguards market stability, ensures securities trading fairness, and facilitates easy access to information. The SEC
Appellate Committee 70 Sub-committees 76 Other Committee and Steering Groups 78 Arbitrators 79 Procedure for Investigation of Possible Contraventions of the SEC Act and Criminal Action 81 Financial Statements