Section 121 Securities and Exchange Act B.E. 2535 Section 121. A mutual fund supervisor shall be a commercial bank or a financial institution which has qualifications as specified in the notification
case an intermediary being [i] financial institution which is regulated by the Bank of Thailand or the Office of Insurance Commission or [ii] state enterprise under Ministry of Finance’s purview has
licensed or regulated by the SEC Thailand : Asset Management Company Licensed Bank/ Financial Institution Licensed Securities Company Licensed Institution/ Corporation/ Organisation (e.g. insurance company
Management Company Licensed Bank/ Financial Institution Licensed Securities Company Licensed Institution/ Corporation/ Organisation (e.g. insurance company) Other bodies (Please provide details
Licensed Bank/Financial Institution Licensed Securities Company Licensed Institution/Corporation/Organisation (e.g. insurance company) Other bodies (Please provide details
Exchange Commission concerning Maintenance of Capital of Investment Advisors and Derivatives Advisors . “ financial institution ” means: (1) a commercial bank under the Law on Financial Institutions ; (2) a
. Liabilities and shareholder’s equity Liabilities 12. Borrowings means all category of borrowings whether domestic and abroad, namely financial institution borrowings, bank overdraft, bill payable, promissory
securities brokerage, securities dealing, or underwriting of investment units is a commercial bank or a financial institution established under specific law whose securities business is limited to debt
this Chapter: “ financial institution ” means: (1) commercial bank business, financing business, credit forcier business; (2) securities business; (3) derivatives business; (4) insurance business; (5
bank business, financing business, credit forcier business; (2) securities business; (3) derivatives business; (4) insurance business; (5) governmental financial institution established under a specific