/06/2018 the common stock of Modern, while in possession of inside information on Modern's operating results of the Q2/2016 before Modern publicly disclosed the Q2/2016 financial statements through the
share of the common stock of Modern, while in possession of inside information on Modern's operating results of the Q2/2016 before Modern publicly disclosed the Q2/2016 financial http://market.sec.or.th
Criminal Code. The public prosecutor issued a non-prosecution order http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 06/06/2018 the common stock of Modern, while in possession of inside
, failed to prepare and submit (1) the reviewed financial statements for Q2/ 2018, and (2) the reviewed financial statements http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 22
with an Inquiry Official Dated 17/09/2019 K.C. Property Public Company Limited K.C. Property Public Company Limited, failed to prepare and submit (1) the reviewed financial statements for Q2/ 2018, and
with an Inquiry Official Dated 28/02/2019 debtors as GL’s income on those financial statements and financial reports but the fact that the transactions are an execution of asset misappropriation by GL’S
Chaowarit On 2 August 2019, PP Prime Public Company Limited (“PPPM”) published information through the Stock Exchange of Thailand’s ELCID ( Electronic Company Information Disclosure) system http
control STARK to issue rectified financial statement, but he neglected his duties and consented to the falsification of STARK and its subsidiaries’ financial statements. Moreover, Mr. Prakorn http
Enforcement Measures R egulatory Summary Administrative Actions Criminal Actions Civil Sanctions Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business
การเงิน การใช้หรือยินยอมให้บุคคลอื่นใช้ บัญชีหลักทรัพย์หรือบัญชีเงินฝาก การทุจริตของผู้บริหาร การปั่นหุ้น การใช้ข้อมูลภายใน และการ ประกอบธุรกิจหลักทรัพย์ โดยไม่ได้รับอนุญาต เป็นอ านาจของคณะกรรมการเปรียบ