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สถาบันการเงิน ธนาคารแห่งประเทศไทย - คุณจอมขวัญ คงสกุล รองเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ - Ms. Jane (Yuan) Xu , Country Manager, International Finance Corporation รู้ จัก
& Underwriter • Securities Borrowing & Lending • Thailand Securities Finance Corporation : TSFC Approved Personnel о Major Shareholders • SEC Act • Derivative Act о Executives • SEC Act
category of mutual fund management, unless it is notified otherwise: 2.1 commercial bank established and registered in the Kingdom of Thailand; 2.2 finance company or finance and securities company
Regulation. Clause 2 Securities company or organization relating to securities business intending to establish limited company or public limited company to undertake securities finance business shall file an
to undertake securities finance business shall be specified in this Ministerial Regulation. Clause 2 Securities company or organization relating to securities business intending to establish limited
investment advisory service under this Ministerial Regulation shall be any of the followings- (1) commercial bank under law on commercial banking; (2) finance company under law on undertakings of finance
) finance company under law on undertakings of finance business, securities business and credit foncier business; (c) securities company under law on securities and exchange but not include securities
, finance company, securities company (broker/dealer/TSFC) or a foreign financial institution with credit ratings in the first four categories by an approved credit rating agency. (4.2) Exchange traded funds
, finance company, securities company (broker/dealer/TSFC) or a foreign financial institution with credit ratings in the first four categories by an approved credit rating agency. (4.2) Exchange traded funds