Retik Finance : Unlicensed digital asset business (Disclosure Date : 18/12/2023)
Retik Finance : Unlicensed digital asset business (Disclosure Date : 18/12/2023)
Facebook Page ชื่อ Stock finance : Unlicensed securities and derivatives business (Disclosure Date : 03/07/2024)
process Currently, in use Type of document Act Royal decree Royal enactment Notification of the Ministry Finance Ministerial regulations Notification of the Securities and Exchange Commission Notification
/2003 01/10/2003 15. Notification of the Office of the Securities and Exchange Commission OrThor/Nor. 7/2541 Re: Approval of Auditors of Securities Companies and Finance and Securities Companies
) | - |- Representatives Offices Establishment (Section 93) |- Complaint Handling |- Anti-money Laundering |- Information Technology |- Business Continuity Management (BCM) |- Arbitration |- Appeal |- Others | - |- Public
)) | - |- Securities Businesses (Section 108) |- Branch Offices / Representative Offices (Section 92, 93) | - |- Branches (Section 92) | - |- Representatives Offices Establishment (Section 93) |- Complaint Handling
(Section 98(10)) | - |- Securities Businesses (Section 108) |- Branch Offices / Representative Offices (Section 92, 93) | - |- Branches (Section 92) | - |- Representatives Offices Establishment (Section 93
manager. ** Companies operating financial institution business are commercial banks, finance companies, credit foncier companies, securities businesses, life insurance business and insurance business
role of the Thai Capital Market. Work on the consideration of financial instruments was consolidated to promote corporate finance and product innovation. The developmental roles were separated from the