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1 - 10 of 240 results

SEC files a criminal complaint with ECD against an unlicensed securities business operator

Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the capacities of an investment consultant and private fund manager without obtaining the necessary license. In this context, he sought public engagement regarding the value of securities and the suitability of investments associated with securities, as well as the management of individuals' investme...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10478

Investor Alert : Application "Crypto.com | Defi Wallet" or https://xau.mariarise.pro (impersonates "Crypto.com", a foreign business operator)

Application "Crypto.com | Defi Wallet" or https://xau.mariarise.pro (impersonates "Crypto.com", a foreign business operator) : Unlicensed digital asset business (Disclosure Date : 09/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2622&CaseYY=2567

Investor Alert : zipmeix.com Website : www.zipmeix.com (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.)

zipmeix.com Website : www.zipmeix.com (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 11/04

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=022&CaseYY=2565

Investor Alert : www.satongcarp.myshopify.com (assuming the appearance of licensed business operator by using the name of SATANG CORPORATION COMPANY LIMITED.)

www.satongcarp.myshopify.com (assuming the appearance of licensed business operator by using the name of SATANG CORPORATION COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 12

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=029&CaseYY=2566

Investor Alert : https://zipmex.baadz.com(assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.)

https://zipmex.baadz.com(assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 08/05/2023)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=039&CaseYY=2566

Investor Alert : https://zimpex.quest/ (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.)

https://zimpex.quest/ (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 18/11/2022)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=314&CaseYY=2565

Investor Alert : zeipmex.lol https://zeipmex.lol/ (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.)

zeipmex.lol https://zeipmex.lol/ (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 18/11/2022)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=315&CaseYY=2565

Investor Alert : ziepmx.lol https://ziepmx.lol/ (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.)

ziepmx.lol https://ziepmx.lol/ (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 18/11/2022)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=316&CaseYY=2565

Investor Alert : zipmeix.com https://zipmeix.com/ (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.)

zipmeix.com https://zipmeix.com/ (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 18/11/2022)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=317&CaseYY=2565

Investor Alert : ziepmx.homes https://www.ziepmx.homes/ (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.)

ziepmx.homes https://www.ziepmx.homes/ (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 18

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=318&CaseYY=2565