ASEAN NRI CIS (for non-retail investors only) or ASEAN CIS (for public offerings) in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC
documentation as specified in Form 35 – ARFP CIS to the SEC Thailand for the ARFP Passport Fund Remark: Form 69 – CIS full forms an integral part of Form 35 – ARFP CIS . CIS Operator is required to complete
the beneficiaries of the trust. A REIT is regulated under 2 major laws: 1. The Trust for Transactions in Capital Market Act B.E. 2550 2. Securities and Exchange Act. B.E 2535. Acquisitions of real
holding limit is applied as in compliance with the regulations for infrastructure activities under IFF's investment. * In the case of many sponsors in the fund, the investment units held by all sponsors
holding limit is applied as in compliance with the regulations for infrastructure activities under IFF's investment. * In the case of many sponsors in the fund, the investment units held by all sponsors
securities under a debt issuance programme. This is an extension of the existing streamlined review process, which caters for equities and one-off issuance of plain debt securities to allow issuers making
will be offered via private placement. For example, the normal regulations will be obstacles in the process of pre-ICO and private sale. Therefore, SEC intends to relax some of its regulations for offers
a clear business plan, audited financial statements, clear rights for digital token holders, source code disclosure, a prospectus, progress reports of a project and use of proceeds. The offering of
specified period, and the following information is required: Application for the offer for sale of shares (form 69-1) Prospectus After offering to sell shares, the company has duty to disclose information in
on the approval for the offer for sale of debt securities in a public offering (PO) or the offer for sale of certain types of debt securities would require credit rating to be arranged by an approved