Early this year, SEC held public hearings to obtain views on establishing rules that require companies issuing IPOs to disclose information related with the offering for sale of their securities
Contact Information Sensitive Data Qualification data Financial Data Verification data: 1. Information service and action under court warrants; 2. Action in criminal cases, imposition of civil sanctions
establishment of fund rating agency (FRA) in order to promote comparative data among mutual funds so that investors can get better information that will benefit their investment decisions ● Registered 3,388
Commission, Thailand As of December 31, 2004 Information Technology Department Mr. Kumpol Sontanarat Director Internal Audit Department Mr. Kajornsak Outthasin Director Investment Adviser Supervision
opportunities for established and potential business operators to maximize the use of FinTech in developing financial and investment services with less legal limitations and more efficient information access.SEC
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members must keep in confidence any data obtained during the course of duty and must not take advantage of such undisclosed information; ë Other areas: The SEC Board members must perform their duties
Information Technology for the Benefits of the Capital Market Promoting the Issuance of a Variety of Financial Instruments so that They can Serve the Fund-Raising Need of Businesses and at the Same Time Provide
Dept. 28 staff Finance and Administration Dept. 38 staff Strategy and International Affairs Dept. 9 staff Research and Development Dept. 13 staff Information and Communication Technology Dept. 35 staff
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