, embezzlement of company assets, conflicts of interests, or window dressing. Unfair treatments related to securities trading, for instance, market manipulation, insider trading and dissemination of false
Licensees Approval Date 1 THE HONGKONG AND SHANGHAI BANGKING CORPORATION LIMITED 17 April 2002 2 BANG OF AYUDHYA PUBLIC COMPANY LIMITED 16 October 2003 3 DEUTSCHE BANK AG BANGKOK BRANCH 15 July 2004 4
TMBThanachart Bank Public Company Limited 3000 Phahon Yothin Rd., Chom Phon, Chatuchak, Bangkok 10900 August 27, 2004 4 Bank of Ayudhya Public Company Limited 1222 Rama III Road Bang Phongphang Yan Nawa Bangkok
Date 1 TISCO Bank Public Company Limited 48/2 TISCO Tower, North Sathorn Road Silom Bangrak Bangkok 10500 Thailand 11 August 2000 1 August 2001 2 Citibank,N.A 399 Sukhumvit Road, Interchange 21 Building
: 1. Land and Houses Fund Management Co., Ltd. 10 March 2017 Signatory Declaration (Thai version only) Policy (Thai version only) Report (Thai version only) 2. One Asset Management Limited 24 May
: 1. Land and Houses Fund Management Co., Ltd. 10 March 2017 Signatory Declaration (Thai version only) Policy (Thai version only) Report (Thai version only) 2. One Asset Management Limited 24 May
license in the category of venture capital management under this Ministerial Regulation shall- (1) be a limited company or a public limited company newly established to operate securities business in the
; - Purchasing securities from a person who filed a false registration statement and prospectus or purchasing investment units from an asset management company which offered for sale of investment units by
Company Limited Director, Puey Ungphakorn Institute for Economic Research, Bank of Thailand Member of the Monetary Policy Committee, Bank of Thailand Independent Director, Chairman of the Risk Management
inspection prior t o approval. (2) Normal: auditors who do not meet the Fast Track qualifications will be inspected by the SEC prior to approval. The inspection may include, but not limited to a