representatives of the class members in proceeding with the case in Court. The judgment of the Court shall have the consequence of binding the parties and the members of the class. The plaintiff or the counsel for
injured person. I n addition, the plaintiff and the counsel for the plaintiff are the representatives of the class members in proceeding with the case in Court. The judgment of the Court shall have the
used in legal proceeding in case of violation. Whistleblower protection ● Any employee or worker who provides information or cooperation by giving a tip, testifying or submitting useful documents for
above, or any actions in good faith that do not include increases in investment, the mutual fund management company shall take following actions: Excess from Increases in Investments
the clarification of the person(s) against whom the complaint is filed, and whether an explanation is sufficient for further legal proceeding; ● In case of a dispute between an investor and an
investment goals. This may lead to multiple financial products in the investors' portfolios but insufficient solutions to the investors' long-term financial well-being. The SEC is proceeding with a strategic
result of their good faith whistleblowing activities. Principle 6.1 The Board should ensure that the company has effective and appropriate risk management and internal control systems that
and an executive shall: (1) act in good faith for the best interest of the company; (2) act with proper purpose and; (3) not act in significant conflicts with the interest of the company. 1.3.2