. Clause 2 In order that an intermediary obligates to operate its businesses properly, fairly and in compliance with codes of conduct and professional standards and in order that an intermediary’s services
services providing; (3) provides quality services [to the client ] and treats the client fairly and equally by taking account of types, nature and conditions of the client ; (4) avoids any action which
, business manner or circumstance, and services providing; (3) provides quality services [to the client ] and treats the client fairly and equally by taking account of types, nature and conditions of the
the public as well as other securities companies; (b) members shall treat clients fairly and shall not be involved in discriminatory practice, and shall provide services by using knowledge and
ภายใต้หลักการและข้อกำหนดของหลักเกณฑ์ การกำหนดส่วนได้เสียของผู้ถือหน่วยลงทุนที่ได้ขายและรับเงินคืนในวันทำการขายคืนหน่วยลงทุน เนื่องจากกองทุนรวมตลาดเงินที่มีมูลค่าหน่วยลงทุนคงที่ (MMF constant NAV) เป็นก
instruments issued by PTT Public Company Limited . In order to protect the investors’ interest and legitimate right and ensure that they are treated fairly, it is therefore necessary to issue this Notification.
รวมตลาดเงินที่กำหนดราคาหน่วยลงทุนคงที่ (“MMF constant NAV”) (1) การยื่นคำขออนุมัติเป็นการทั่วไป (เพิ่มเติมวรรคสองข้อ 16 ของประกาศ ที่ ทน.88/2558 ซึ่งแก้ไขโดยประกาศ ที่ ทน.11/2562) เนื่องจาก MMF constant
business continuity plan (Business Continuity Plan: BCP) which is consistent with the policy stipulated in (1) approved by senior management and board of directors or working group that is assigned in
operating system that is appropriate for servicing customers and is consistent with practices set out under the rules prescribed by the law governing securities and exchange, and that its head office is able
Exchange dated 22 December 2004 and its amendment, which are in force on the date on which this Notification comes into force, shall remain in force to the extent that they are consistent with or not