Type of securities : Common share | Effective Date : 20/10/2023 | Close Selling Date : 27/10/2023
ประเภทหลักทรัพย์ : หุ้นสามัญ | วันที่มีผลใช้บังคับ : 20/10/2566 | วันที่ปิดการขาย : 27/10/2566
failure to comply with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board which is SCM did not report the change in the objectives of the Initial
investment company, and shall also issue and impose disciplinary measures on violating listed companies by posting investor alert signs and determining a grace period. In case of failure to proceed as
applicant and group of parent company. {A}'s actions were considered as failure to comply with the Notification of the SEC Office concerning approval of financial advisor and scope of performance while {X1
true owners of such right suffered damage; however, Krungthai Zmico has already returned the right to the IPO allocation to the clients. Niparporn’s misconduct against investors’ assets is deemed failure
considered a failure to perform duties with responsibility and deliberation as a professional. His non-compliance with the client’s instruction and his giving of advice with the implication of return guarantee
. In case of failure to proceed as instructed, the violating companies shall be delisted from the SET; and (5) Prohibit any listed company on the SET and the mai that has been imposed with disciplinary
., Ltd.Earlier https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7293 SEC urges digital asset business operators to give priority to cybersecurity and client’s asset safe keeping therefore urging digital asset
., Ltd.Earlier https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7293 SEC urges digital asset business operators to give priority to cybersecurity and client’s asset safe keeping therefore urging digital asset