Bangkok, March 21, 2016 ? The SEC has ordered Chewathai Public Company Limited (CHEWA) and its financial advisor RHB Securities (Thailand) Public Company Limited to clarify their disclosure, via media interview, of additional information beyond what appears in the filing of CHEWA initial public offering. The cooling period of the IPO, as a result, has been suspended due to the inconsistent disclosure. With reference to the interview given by CHEWA executive and RHB financial advisor, which appe...
found that {A} did not record a number for securities trading orders submitted for a number of clients. {A} admitted that he took trading orders via mobile phone.Failure to keep complete record of the
intermediaries.? The amendment proposal aims to strengthen IT security protection for intermediaries to cope with potential new types of risk arising from the use of new technologies such as mobile devices and
to consultation papers and more convenient participation in the hearing process. The website is accessible via multiple devices such as desktop, tablet and mobile phone, to fit the users
disclosure channels of dividend payment via national newspapers by allowing such information to be disseminated through channels that investors can easily access at no extra costs to them, for instance, the
invest in such products should proceed with extra caution since:(1) The product above has not been screened with regard to its qualifications and smart contracts by SEC-approved ICO portals; (2
invest in such products should proceed with extra caution since:(1) The product above has not been screened with regard to its qualifications and smart contracts by SEC-approved ICO portals; (2
18. Tuesday 31 December New Year’s Eve For all securities companies and derivatives business operators in Narathiwat, Pattani, Yala, Satun, and Songkhla provinces, extra holidays are
operation until further instructed, while obtaining a proper license is mandate for other operators before beginning the business operation. Therefore, investors are strongly advised to be extra cautious
when the SEC lays out further guidelines for supporting SMEs access to capital market fundraising. 3) Launching mobile application SEC Check First and web-based application Retirement Checkup, SEC’s two