the Securities Industry Associations. The enhanced KYC/CDD process mentioned in the first paragraph shall include: extension of scope in gathering and verifying of information, information gathering in
laundering authorities or the Securities Industry Associations. The enhanced KYC/CDD process mentioned in the first paragraph shall include: extension of scope in gathering and verifying of information
Activity_Report_62En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2019 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2019 Contents Executive Summary 02 42 45 19 30 04 08 14 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results B. Engagement-Level A. Firm-Level 38 Root Cause Analysis Framework and Focuses in 2019 Essential Statistics Auditing Landscape in Thailand Executive Summary The capital market plays an important role in d...
Building Confidence in the Capital Market No. 103/2014 Extension of deadline for VTE financial statements Bangkok, July 21, 2014 – The SEC extended the deadline for submitting Vintage Engineering Plc
Building Confidence in the Capital Market No. 66/2015 No further extension of deadlines for AIE and AI financial statements Bangkok, May 27, 2015 – The SEC notified AI Energy Plc. (AIE) and its
Building Confidence in the Capital Market No. 27/2013 No further extension of deadline for TUCC’s financial statements Bangkok, March 22, 2013 - The SEC rejected to grant further extension of
value of the transaction is in the scope of a transaction value that higher than 1 million baht, but less than 20 million baht. Thus, this transaction must be revealed to the SET following the details
transaction is in the scope of a transaction value that higher than 1 million baht, but less than 20 million baht. Thus, this transaction must be revealed to the SET following the details: Technical Cooperation
the transaction is in the scope of a transaction value that higher than 1 million baht, but less than 20 million baht. Thus, this transaction must be revealed to the SET following the details: Technical
) having a clear exit strategy in case of leaving the regulatory sandbox upon or before expiration. (5) specifying a limited scope of services to alleviate material impacts or damage on investors or the