notification to extend the applicability of the provisions of this Division to any other categories of derivatives business operators.
the notification to extend the applicability of the provisions of this Division to any other categories of derivatives business operator.
providing securities underwriting service or services limited as online branch office, or in case of the online branch office, the securities company shall extend its office hours to not early than 7.00 A.M
documentation on an annual basis. 12 Has the firm developed or adopted other quality control materials? If “yes,” describe those materials: 28
that are associated with securities borrowing and lending business complied with this Notification and to extend period of time in maintaining information and documents that are related to the custody of
inspection and further consideration are needed, and the Office notifies such necessities to derivatives broker before the date of expiration of the thirty days period. The Office may extend the consideration
information or system. Clause 7. The securities company must provide a controlling measure which is sufficient for the developed or modified application software to have a correct, and complete data processing
thirty days, the Office may extend the period for consideration as needed. When meet the period specified in the second paragraph if the Office does not notify the result of its consideration, or does not
the period of thirty days, the Office may extend the period for consideration as needed. When meet the period specified in the second paragraph if the Office does not notify the result of its
Office may extend the period of time specified in the first paragraph. Clause 5. The liquidator shall have powers and duties as follows: (1) collecting and receiving assets of the mutual fund or assets