procedures set out by the AIMC. (4) In the case of transferring units among the RMFs, the mutual fund management companies must complete the transactions within five business days from the date of accepting
related to or because of one's own securities trading; or 7. Transferring or receiving a transfer of securities between each other. G roup 4: Other related cases 4.1 Placing, modifying or cancellation a
schedule. The fund supervisor recognizes that the events prevent the company from reasonably disposing of, distributing or transferring securities or assets of the funds; and the impacts of the events are
: Chairman is SEC Secretary-General; Board members , i.e.: 1. SEC Deputy Secretary-General assigned by SEC Secretary-General 2. Director-General of the Fiscal Policy Office Expert Board members not
Secretary of the Ministry of Commerce; 3. Governor of the Bank of Thailand. Expert commissioners at least four but not more than six persons appointed by the Minister of Finance as proposed by the
I Code Related Documents Moving Forward Objectives of the Investment Governance Code During the past decade, global organisations, corporations, and civil society organisations have