improved the monitoring process to be coherent with the TSQC 1 and the SEC’s observation. However, in 2017 we still identified the findings on the monitoring process in some audit firms as follows: 1. The

of the monitoring and root cause analysis on such deficiencies, remediation plan preparation and the follow-up of the remediation plan. The SEC will continue to assist audit firms and follow up on

สินทรัพย์ ดิจิทัล ระบบซื้อขายสินทรัพย์ดจิิทัล ระบบสำหรับการซือ้ขาย ระบบงานที่ช่วยเสริมสร้างและรักษา กลไกการทำงานของระบบซือ้ขาย ให้มีความเป็นระเบียบเรียบร้อย (market surveillance) ระบบชำระราคาและส่งมอบ

in Accountancy, Thammasat University Bachelor of Laws, Thammasat University Bachelor of Commerce, Thammasat University 1. Mr. Nontaphon Nimsomboon Position: Expert Member, Securities and Exchange

efficient and effective monitoring process. Along the same line, the inspection results of individual engagements showed promising improvement of audit quality in the capital market, as reflected in the

information recording system with respect to derivatives trading, especially pre-trade information and post-trade information in order to support monitoring and examination after derivatives trading (audit

. Chaiyawat is a financial expert member of the Board. He was Governor of the Bank of Thailand between 1997 and 1998 and Deputy Minister of Finance and Acting Minister of Finance in 1996. He obtained a B.A

actively promote good governance and strengthen market surveillance. As 2004 also marked the conclusion of this government’s first term, looking back, it has been a productive four-year period. Several goals

พันธมิตรและความเช่ือมโยงกับตลาดอ่ืน รวมถึงแลกเปล่ียน ประสบการณ์ในการท า financial statement surveillance 16 ยกระดับคุณภาพงานสอบบัญชี 2,860,000 - พัฒนา E-Audit Workpapers และสร้าง EQCR & Monitoring teamให้

University, Japan and a Ph.D. in the same field from Washington University, USA. She was Deputy Governor of the central bank prior to her appointment as the Governor. 5. Mr. Karun Kittisataporn Expert member