in this Notification which an intermediary has legally done before this Notification comes into force shall be deemed that the outsourced function thereof is lawful action under this Notification. In
is a lawful action under this Notification. The intermediary under Paragraph 1 shall comply with this Notification or the rules prescribed by the SEC Office by virtue of this Notification. In case the
; □ (2.3) Personnel planning for business expansion (if any). In the case where no personnel has been hired, the applicant shall submit the criteria for qualifications of such position. □ 5. Other supporting
position to be as required by the rules, and receives the permission from the Office to expand their business operation For the purpose of the first paragraph hereof, “Expansion of operation” means: (1
from the Office prior to such expansion or change. In the case where the management company has been permitted to establish a branch office which is not an online branch, the management company shall
starts its operation; (4) not being ordered by the Capital Market Supervisory Board or the Office to restrict its business expansion or cease its operation, or in the process of rectifying its operation by