position to be as required by the rules, and receives the permission from the Office to expand their business operation For the purpose of the first paragraph hereof, “Expansion of operation” means: (1
attached hereto. Clause 3. This Notification shall come into force as from 1 August 2004. Notified this 16th Day of July 2004. Thirachai Phuvanatnaranubala (Mr. Thirachai Phuvanatnaranubala) Secretary
from the Office prior to such expansion or change. In the case where the management company has been permitted to establish a branch office which is not an online branch, the management company shall
Board by virtue of Section 60 of the Securities and Exchange Act (No.4) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. This Notification shall come into force as from 1 May 2008
appoint competent officers to perform duties in accordance with this Act. Such ministerial regulations shall come into force upon publication in the Government Gazette.
authorized by the regulator having authority to regulate such scheme. Clause 2 This Notification shall come into force as from 16 January 2013. Notified this 21th day of November 2008. -signature- (Chaikasem
Technology Security of Securities Company dated 3 August 2009 shall be repealed. Clause 2 This Notification shall come into force as from 1 September 2017. Notified this 12th day of September 2016. (Mr. Rapee
Futures Trading Business by Operators of Derivatives Business dated 25 July 2007 shall be repealed. Clause 2 This Notification shall come into force as from 1 December 2016. Notified this 11th day of
licensed to undertake securities business in the category of mutual fund management shall have the paid-up registered capital of not less than Baht 100 Million. Clause 2. This Notification shall come into
, regulations, notifications, orders, or directions that are generally applicable shall come into force upon publication in the Government Gazette.