related officers at a minimum of once a year. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund Prescription of additional rules
. The Minister shall complete his consideration thereon within thirty days from the date of receiving the SEC’s recommendation. Clause 4 Once the Minister has granted his approval under Clause 3, approved
recommendation. Clause 4 Once the Minister has granted his approval under Clause 3, approved person shall establish limited company or public limited company to undertake securities finance business. The company
specified period. The associations shall prepare a balance sheet once in every twelve-month period, and an annual report on results of the operation to be presented to the general meeting of the associations
subscription value of 1,000 bahtand management fee at 0.1% of the NAV. ( 2 ) O ffering or redemption period of the investment units Working days Once a month ( 3 ) R ights to obtain dividends No
orders of the investment units. 19.3 The case of a mutual fund with investment units as securities listed in the Stock Exchange: (1) Closing the registrar of unitholders at a minimum of once a year; (2
that foreign jurisdiction is recognized by the SEC. Report the SEC within 15 days from the outsourcing date and when there is any material changes + submit a summary report to the SEC at a least once a