sole proprietor, please state the arrangements made to conduct an EQCR 11 Has the firm established policies and procedures setting out the criteria by which all other audits and reviews of historical

beginning of the period increase decrease/ disposal balance at the beginning of the period net total Property historical cost xxx xxx (xxx) xxx - - - - xxx xxx (xxx) xxx xxx additional appraisal portion xxx

; □ (2.3) Personnel planning for business expansion (if any). In the case where no personnel has been hired, the applicant shall submit the criteria for qualifications of such position. □ 5. Other supporting

[i] using historical price and trading volume of capital market product or historical market activity and [ii] forecasting future performance of securities and derivatives prices or market activity

risks and [ii] analyzing past and present performance so as to forecast future performance; “ technical analysis ” means an analysis by [i] using historical price and trading volume of capital market

position to be as required by the rules, and receives the permission from the Office to expand their business operation For the purpose of the first paragraph hereof, “Expansion of operation” means: (1

from the Office prior to such expansion or change. In the case where the management company has been permitted to establish a branch office which is not an online branch, the management company shall

starts its operation; (4) not being ordered by the Capital Market Supervisory Board or the Office to restrict its business expansion or cease its operation, or in the process of rectifying its operation by

กับค่าความผันผวนในอดีต (historical volatility) ของหลักทรัพย์อ้างอิง ไว้บนเว็บไซต์ของผู้ได้รับอนุญาตเป็นรายวันอย่างต่อเนื่อง ตลอดอายุของใบสำคัญแสดงสิทธิอนุพันธ์  ทั้งนี้ วิธีการเปิดเผยข้อมูลดังกล่าวให้

แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. 2 Registration Statement for Securities Offering (Form 69-1) Company: .......... (Name of Securities Offeror) ….....… Offers for Sale ....................................................................................................................................................... .................