, regardless of the fact that he sold the entire purchased amount already.Following the SEC?s instruction for Bee to provide clarification with prompt rectification on the tender offer price for EIC?s shares as
SEC?s probe found that during April 23 ? May 14, 2012, Sermkhun had purchased CMO shares through his securities trading account by using non-public information material to CMO share price concerning CMO
, Managing Director of PTL and PAPL Director, acquired the information related to PTL’s operating results in the financial statements of specific businesses and the consolidated financial statements for the
units of long-term equity fund (LTF) bought in 2013 in order to invest in another fund. After reviewing the LTF investment account of such client, {A} informed the client that selling LTF investment units
Multimedia Group Public Company Limited (NMG) shares to achieve the mutual goal of business takeover. The SEC?s further investigation after a tip-off has revealed that NEWS, POLAR and Siwasit jointly acquired
wrongful acts against RAM documents.The SEC found that {A}, then RAM managing director responsible for operation and management of RAM assets, arranged for RAM to sell its acquired shares of Kiatnakin Bank
37.36 - 40.92 million baht, (2) the business to be acquired has not made any profits, (3) there is uncertainty in the operating results of the event organization business, and (4) NBC may be exposed to
property rights over two coal mines in Indonesia, which EARTH had acquired from exchange of the company group’s assets at an approximate value of 24 billion baht. In this regard, EARTH failed to proceed
the assessment report prepared by EY Corporate Advisory Services Limited (EY), who was the rehabilitation planner of EARTH at the time. EARTH acquired the legal rights over the coal mines by trading the
objectives of securities regulation in compliance with international standards. In addition, the SEC may disclose confidential information acquired by powers and duties performed under the Securities and