forth by the SEC Board and supervise compliance and enforcement of the securities laws. The SEC Office is headed by Secretary-General who is appointed by the Cabinet upon the Minister of Finance’s
which case a special committee will be appointed to consider the case and conduct an investigation to ensure transparency and fairness. Complaint Against SEC Complaint / Inquiries SEC Complaint Form SEC
. The SEC Board comprises: Chairman appointed by the Cabinet upon the Finance Minister’s recommendation; Commissioners , namely: 1. Permanent Secretary of the Ministry of Finance; 2. Permanent
exceeding four persons appointed by the Minister of Finance as proposed by the Nomination Committee. Expert Board members must have qualifications and do not possess any prohibited characteristics as
the efficiency of the Thai capital market system. The objective is to enable the business sector and market operators in the capital market to grow and expand their operations, while investors are
guidelines Auditing Mechanism and Balances The SEC Board is empowered to appoint the Audit Committee to reinforce transparency, fairness and accountability of the SEC. This checks and balances structure
2006 - 28 February 2007 Chalongphob Sussangkarn 7 March 2007 - 5 Februrary 2008 Surapong Suebwonglee 6 February 2008 - 6 July 2008 SEC Chairman (appointed by the Cabinet upon recommendation of