Structure Investment Management Supervision Dept. 44 staff Broker-Dealer Supervision Dept. 43 staff Investment Advisor Supervision Dept. 32 staff Research Dept. 26 staff Corporate Affairs Dept. 24 staff
preserving retirement savings. Over the past several years, the importance of corporate governance has been highlighted by an increasing body of academic research. Studies have shown that good corporate
Rule Making Process SHARE : Detail Content 1. Assess the importance of matters 2. Study international supervisory measures and standards 3. Conduct regulatory impact assessment: Analyze the
://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2003.pdf Annual Report 2001 of electronic trading platform for the trading of debt instruments and to define it as another type of securities businesses. The study is
. . . . . . . . Capital Market Development Group • responsible for monitoring innovation in global capital markets as well as conducting research on various aspects of the Thai capital market for the SEC’s policy and
Department SCE_Eng_p.1-16 10/29/04, 1:05 AM12 13 (Executive Officers) Mrs. Tipsuda Thavaramara Director Research Department Mr. Trakarn Nopmuang Director Investment Advisor Supervision Department Ms. Duangmon
has considered additional facts and the study results of the changed cost structure. It was found that the continuation of the project on the basis of the existing guidelines could result in offering no
Dept. 28 staff Finance and Administration Dept. 38 staff Strategy and International Affairs Dept. 9 staff Research and Development Dept. 13 staff Information and Communication Technology Dept. 35 staff
Department Mr. Trakarn Nopmuang Director Investment Management Supervision Department Ms. Duangmon Teerawikawee Director Legal Department Mrs. Supan Poshyananda Director Research Department Mrs. Tipsuda
or other abuse of non-controlling shareholders‟ rights. Although all Asian jurisdictions have introduced measures, or have enhanced existing ones, to provide non-controlling shareholders with